Trading fund

Results: 1304



#Item
881Business / Financial services / Collective investment schemes / Financial adviser / Soft dollar / Investment Advisor / U.S. Securities and Exchange Commission / Investment Adviser Association / Hedge fund / Financial economics / Finance / Investment

Thank you for the opportunity to comment on the “Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Advisor Portfolio Trading Practices”

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Source URL: www.sec.gov

Language: English - Date: 2008-09-29 16:08:19
882Investment / Regulation NMS / Market data / Short / Electronic trading / Algorithmic trading / Stock market / Hedge fund / Financial markets / Financial economics / Finance

JEFFREY T. BROWN Senior Vice President Office of Leg~slativeand Regulatory Affairs 555 12th Street NW Suite 740N Washington D C[removed]tel[removed]f a x[removed]removed]

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Source URL: www.sec.gov

Language: English - Date: 2007-01-19 15:18:06
883Finance / Stock market / Financial services / Mathematical finance / Alternative Trading Systems / Securities Exchange Act / Dark liquidity / High-frequency trading / Exchange-traded fund / Financial economics / Financial markets / Investment

Microsoft Word - Dark Pools Comment Letter - FINAL LETTER

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Source URL: www.sec.gov

Language: English - Date: 2010-02-23 12:16:12
884Financial services / Financial markets / Derivative / Stock market / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Commodity Futures Trading Commission / MF Global / Futures contract / Financial economics / Investment / Finance

Alternative Investment Management Association Elizabeth M. Murphy, Secretary Securities and Exchange Commission, 100 F Street, NE Washington, DC 20549–1090 By electronic submission: http://www.sec.gov/rules/proposed.sh

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Source URL: www.sec.gov

Language: English - Date: 2013-02-22 17:15:18
885Financial services / Corruption / Hedge fund / Insider trading / Dell / U.S. Securities and Exchange Commission / Registered Investment Advisor / Financial economics / Investment / Economics

Complaint Against Spyridon Adondakis et al.

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Source URL: www.sec.gov

Language: English - Date: 2012-01-18 12:34:00
886Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Volcker Rule / U.S. Securities and Exchange Commission / Bank / Hedge / Proprietary trading / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Fact Sheet: Final Rules to Implement the “Volcker Rule”

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Source URL: www.occ.gov

Language: English - Date: 2014-08-31 08:43:54
887Financial markets / Financial data vendors / Financial services / Interactive Data Corporation / Regulation S-K / Market data / Pricing / Hedge fund / Algorithmic trading / Financial economics / Finance / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]Form 10-K (Mark One)

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Source URL: www.interactivedata.com

Language: English - Date: 2014-08-28 11:11:24
888Carbon finance / Emissions trading / Regional Greenhouse Gas Initiative

FY 2016 Operating Budget Submission Requirements Page 48 Strategic Energy Investment Fund (SEIF)

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Source URL: dbm.maryland.gov

Language: English - Date: 2014-08-06 11:50:48
889Funds / Commodities market / Financial services / Commodity pool / Commodity Futures Trading Commission / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Collective investment scheme / Financial economics / Investment / Finance

| asset management group September 15, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre

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Source URL: www.sec.gov

Language: English - Date: 2011-09-19 11:42:29
890Finance / Alternative Trading Systems / Securities Investor Protection Corporation / Order / Algorithmic trading / Electronic trading / Exchange-traded fund / Dark liquidity / Flash Crash / Financial markets / Financial economics / Investment

Richard L. West General Counsel Pipeline Trading Systems LLC 60 East 42nd Street, Suite 624 New York, NY[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-02-22 15:10:13
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